Are They Few Who Sin?

In the posts Is predictability incompatible with responsibility for sin and The Difference Between Truth and Error, I argued that external causes (genetics, upbringing, circumstances, etc.) that are not the result of a person's will, and yet make it more likely that that person will commit an objectively evil act, decrease the voluntariness of that act. As pointed out in a comment, this principle could be used to absolve almost everyone of responsibility for sin, and in fact is not infrequently so used in modern times. Clarence Darrow argued in the trial of Richard Loeb and Nathan Leopold for murder: "Nature is strong and she is pitiless. She works in mysterious ways, and we are her victims. We have not much to do with it ourselves. Nature takes this job in hand, and we only play our parts…. What had this boy had to do with it? He was not his own father; he was not his own mother….All of this was handed to him. He did not surround himself with governesses and wealth. He did not make himself. And yet he is to be compelled to pay." Though this argument was not credited by the judge, who stated that it did not pertain to the court to make a judgment of ultimate responsibility, one might argue that God judges precisely on the basis of ultimate responsibility, and does not condemn a person for an act to which he was largely led by upbringing, circumstances, etc.

What to say about this? For the sake of illustration, and in the spirit of modern science, let's describe a person's amount of responsibility with a number from 0 to 1, where 0 means the person is totally free of responsibility, and 1 means he is totally responsible. Where is the dividing line between the acts of sin for which God holds a man accountable, and the acts for which God does not hold a man accountable? If God does not condemn a person for sin unless he is at least 0.99999 responsible for it, the view that nearly everyone goes to heaven might be quite a bit more plausible. Conversely, if God condemns a person for sin if he is even 0.00001 responsible for it, the view that nearly everyone goes to hell would become more likely.

We do not have direct insight into the mind and judgment of God on this matter, but we have hints about his answer; God's answer to the question of this post would seem to be similar to his answer to the question "Are they few who will be saved?"

Strive to enter by the narrow door; for many, I tell you, will seek to enter and will not be able. (Luke 13:24).

Whatever God's future judgment may be about those who are led to sin through their upbringing, their culture, and so on, our earnest concern should be to avoid sin and to follow Christ, and similarly to draw others away from sin and to Christ.

Aquinas On The Evidence For Original Sin

In a previous post, I quoted Newman and Chesterton speaking of evil as evidence for either the non-existence of God or the existence of original sin. Aquinas touches briefly on this topic in the Summa Contra Gentiles III, ch. 52. He outlines the argument as follows: God in his providence rewards good deeds and punishes evil deeds. But the whole human race is subject to various bodily and spiritual punishments: death, hunger, thirst, ignorance, weakness, etc. Therefore there is some sin of the human race that is being punished by these pains. Aquinas then raises the objection that all of these pains need not be punishments, since they simply follow from man's nature; being made up of various elements, man must be capable of death and corruption; again, "the sensitive appetite must incline to things in which the senses delight, and which at times are contrary to reason, and the possible intellect is in potentiality to all things intelligible, and has none of them actually, but has by its very nature to acquire them through the senses, and therefore with difficulty acquires the knowledge of truth, and is easily led astray by the imagination."

In response, Aquinas says, "one can with sufficient probability think [one can reasonably think; satis probabiliter poterit aestimare] that, divine providence having fitted each perfection to that which is to be perfected, God united a higher to a lower nature in such a way that the former would dominate the latter, and, should any obstacle to this dominion arise through a defect of nature, God by a special and supernatural act of kindness would remove it." The empirical argument for original sin presupposes more than the kind of divine providence that can be philosophically proven; it presupposes something like a providence in which God's care for man knows no limits, in which, from the very beginning, he gives man as much as possible.

Now imagine several different suppositions: (1) the atheistic position that there is no God, (2) the position that there is a God who is the cause of the world, and who intervenes in the world, but has little special concern for man, (3) the position that there is a God who is the cause of the world, but whose special providence for man regards only the future destiny of man (or man's soul), (4) the Christian (and to some extent Jewish) faith in God.

The existence of evil constitutes significant evidence for original sin only on the fourth supposition or a similar one. And conversely, the doctrine of original sin makes the world in which we live more intelligible only in light of the fourth supposition (the Christian or similar view of divine providence).

Thus rather than taking the prevalence of evil as evidence that either there is no God or that there is Original Sin, it would be more accurate to say that the prevalence of evil constitutes evidence that either the Christian view of God and divine providence is wrong, or that the Christian doctrine of original sin is correct.

Newman and Chesterton on Original Sin

Newman, reflecting on the pervasive presence of evil in the world, "the blind evolution of what turn out to be great powers or truths… the disappointments of life, the defeat of good, the success of evil… the prevalence and intensity of sin, the pervading idolatries, the corruptions, the dreary hopeless irreligion…" (Apologia pro vita sua, 242) says that were he not certain of the existence of God, "I should be an atheist, or a pantheist, or a polytheist when I looked into the world." (Apologia pro vita sua, 241). He intends this as a statement regarding his own person, and not as a critique of arguments for the existence of God. Nonetheless he seems to take the presence of evil as objective evidence in favor of either (1) the non-existence of God, or (2) the existence of original sin:

What shall be said to this heart-piercing, reason-bewildering fact? I can only answer, that either there is no Creator, or this living society of men is in a true sense discarded from His presence…. I argue about the world; if there be a God, since there is a God, the human race is implicated in some terrible aboriginal calamity. It is out of joint with the purposes of its Creator. This is a fact, a fact as true as the fact of its existence; and thus the doctrine of what is theologically {243} called original sin becomes to me almost as certain as that the world exists, and as the existence of God. (Ibid., 242-243)

Chesterton also appears to take the manifest fact of evil in the world as proof that either (1) God does not exist, or (2) if he does, then that there is an original sin which accounts for the this evil:

Modern masters of science are much impressed with the need of beginning all inquiry with a fact. The ancient masters of religion were quite equally impressed with that necessity. They began with the fact of sin — a fact as practical as potatoes.  Whether or no man could be washed in miraculous waters, there was no doubt at any rate that he wanted washing. But certain religious leaders in London, not mere materialists, have begun in our day not to deny the highly disputable water, but to deny the indisputable dirt. Certain new theologians dispute original sin, which is the only part of Christian theology which can really be proved.  … The strongest saints and the strongest sceptics alike took positive evil as the starting-point of their argument. If it be true (as it certainly is) that a man can feel exquisite happiness in skinning a cat, then the religious philosopher can only draw one of two deductions. He must either deny the existence of God, as all atheists do; or he must deny the present union between God and man, as all Christians do. The new theologians seem to think it a highly rationalistic solution to deny the cat. (Orthodoxy, "The Maniac")

Now, Chesterton's principal intention is to argue against the position of "certain religious leaders," naming R.J.Campbell, and thus he may not directly intend to affirm that original sin may be proven in every respect from the fact of evil. Nonetheless, the question remains, in reading both Newman and Chesterton: is the existence of God in fact compatible with evil only if one postulates original sin? Or are they making an implicit, unreasoned identification between the existence of "God" and the existence of the Christian God, with the kind of providence  that Christians believe God has for man?

James Chastek made a post a few weeks ago that touched upon the same question from another point of departure, which readers of this blog may also be interested in: Who believes in the God that the argument from evil would seek to refute?

The Difference Between Truth and Error

In my previous post Is predictability incompatible with responsibility for sin? I argued that there is a difference between predictability or determination to evil and to good; since the will's first inclination is to good, a determination to or predictability of evil that comes from without (e.g., due to circumstances, etc.,) diminishes the freedom and responsibility of an act, while a determination to good need not. Another way to illustrate the same point is in terms of the classical teaching on ignorance as a cause that makes acts involuntary.

Suppose there are two persons with basically the same degree of virtue, each faced with a similar choice between a good and necessary act and an evil act, and that in normal circumstances each would be fairly likely to choose the good act. Now suppose that the first person is going to be so convincingly persuaded (by the devil, by another person, or by circumstances) to do the evil act that there is no significant possibility that he will not do it, while the other person is going to be so convincingly persuaded to do the good and necessary act that there is no significant possibility that he will not do it. In the first instance, the person acts on account of an error that is put upon him from without, while in the second case, the person acts on account of a true insight and/or opinion concerning the value and necessity of the good act. Hence the first person's act is involuntary insofar as it proceeds from an error for which he is not responsible (unless there were grave neglect involved in the process of being overwhelmed by the error), while the second person's act is voluntary.

In Aquinas's account, leaving aside the causality of original sin, the influence of other persons (human beings or the devil) reduces to making someone perceive things in a particular way, either by presenting them with an argument, concept, idea, picture, etc., or by affecting their emotions, which makes them perceive things in a particular way. This seems to imply that given someone is faced with a specific choice, temptations from without, to the extent they increase his probability of making a wrong choice, decrease the voluntariness of that choice, unless and to the degree that there is neglect involved in letting himself be affected by the temptation.

Is predictability incompatible with responsibility for sin?

Several interesting discussions developed in the comments of the post an argument against limbo. One of them revolves around the question of the compatibility of determination to sin with moral responsibility for sin? To what extent can the action of other persons make a given person likely to sin? To what extent can a person be morally responsible for an evil deed if he was practically certain to do it in the first place?

The argument was made that if a person who has a 99% chance of sinning is not held morally responsible for that sin, than a person who has a 99% chance of acting virtuously is also not morally responsible for the virtuous deed, and ultimately, no one is held morally responsible for any good or evil deeds.

There is a long-lasting argument between philosophers over a "compatibilist" or "incompatibilist" understanding of free will and determinism. The former view holds that free will is compatible with the choice's being predetermined (and in principle predictable) in the sequence of causes–even if, all things considered, there was no ultimate possibility that the person would make a different choice, the choice was free because it proceeded from his desires and deliberation–while the latter view holds that free will is incompatible with a predetermination of the choice.

The question of the responsibility for sin given that one is "very likely" to sin and given that one is "certain" to sin are not entirely the same, but are closely related. My first remark on all this is to note that in the philosophical discussions, the difference between good and evil is frequently overlooked or considered to be irrelevant. The question is reduced to a consideration of choosing A or B, and the effect of predictability or determination of the choice upon moral responsibility for that choice. If one is certain or almost certain to choose A, is one responsible for choosing A?

It seems to me fundamentally mistaken to consider the question in abstraction from the question of good and evil, or from the question of whether the action in question fulfills or harms the will's fundamental freedom and orientation.

The question of moral responsibility seems to amount to this: is the human person, as a person, the cause of the good or evil of the choice they make and the act they do? If a person hurts someone else while sleepwalking, the person is the cause of that evil, yet not as a person, since the properly human acts of reason and will are not involved in the act at all. Again, if a parent purchases medicine for a sick child and gives it to that child, unaware that a malicious person has put poison into the medicine bottle, the parent is not morally the cause of the evil of "poisoning the child," because, though they deliberately choose to given the contents of the bottle to their child, and in this sense choose something bad, the reason for the badness of the choice is not in them, but in the person who put the poison in the bottle.

What should we say about a case in which one person leads another person to an evil choice? If parents, for example, persuade their ten year old daughter to kill her child by abortion? In such a case the act proceeds from her reason and will, and in this sense is a free and moral act. However, the question remains: to what is the evil of the act, and the disorder in her reason and will to be attributed? To her, or to her parents? While God alone can judge the heart, I would say that if she was in general well disposed to life and unlikely to make that choice without the influence of her parents, and under the influence of her parents unlikely not to make that choice, then the disorder of the choice is in any case to be principally attributed to her parents, and with high probability not to be attributed to her. For, when we consider her own principle of motion, we see a tendency to good action, which in this particular case is broken, hindered from coming to actuality. Since there is a highly probable explanation of this fact in her parents, it is unreasonable and improbable to attribute the explanation to the girl herself, even though it is in principle possible.

What about when one person leads another person to a good choice? If someone persuades a woman not to have an abortion? To what extent is the goodness of this choice to be attributed to the woman herself? As in the other case, if she was otherwise inclined to have an abortion, yet under the influence of someone else unlikely to have an abortion, then the correctness of the choice can be in some sense principally attributed to the person who persuades her to keep her child. However, if she is persuaded on the basis of a fundamental will for something good (rather than through some kind of trickery), then the goodness of her choice can also be attributed to her. Insofar as she had a particular inclination that would have led her to have an abortion, which was overcome through the intervention of another person, she is not morally responsible for the goodness of her choice, anymore than the girl in the other example is responsible for the badness of her choice. But insofar as the good choice comes from a more fundamental inclination of her will to good, she is responsible for its goodness, and praiseworthy for it.

Christian Children Dying Without Baptism

One of the disputed questions Aquinas deals with is: whether a child who is born in the desert where no water is available, and dies without baptism, can be saved in virtue of its mother's faith:

It seems that a child born in the desert can be saved without baptism in virtue of its parents' faith.

1.For faith in the time of grace is no less efficacious than in the time of natural law. But in the time of natural law children were saved in virtue of their parents' faith, as Gregory says. Therefore they also are so saved now in the time of grace.

2. Further, Christ did not constrict the way of salvation for men, since he says in John 10:10: "I came that they may have life, and have it more abundantly." But before the coming of Christ some children were saved in virtue of their parents' faith. Therefore much more are some thus saved after the coming of Christ.

But against this is what the Lord says in John 3:5, "Unless one is born of water and the Holy Spirit, he cannot enter the kingdom of heaven."

I respond, it should be said that no one can be freed from the damnation that the human race incurred on account of the sin of its first parent except through Christ, who alone is found immune from that damnation, that is, by being incorporated into him as a member to its head. Now this can take place in three ways.
First, by receiving baptism, according to Gal 3:27, "all you who have been baptized in Christ, have put on Christ." Secondly, by shedding one's blood for Christ, since by this someone is conformed to Christ's passion, from which baptism receives its efficacy; hence it is said about the martyrs in Rev 7:14, that "they have washed their robes etc… in the blood of the lamb." Thirdly, by faith and love, according to Prov 15:27, "by mercy and faith sins are cleansed," and Acts 15:9, "purifying their hearts by faith"; and by faith Christ dwells in our hearts, as is seen from Eph 3; hence also baptism itself is called the sacrament of faith.

Accordingly, there is said to be three kinds of baptism, namely of water, spirit, and blood; for the other two take the place of baptism of water, so long as there is the intention of receiving that baptism of water, so that it is a case of necessity, rather than religious contempt that excludes the sacrament.

Now it is manifest that there cannot be a motion of faith and love in children who do not yet have the use of reason, nor can there be the intention of receiving baptism; and therefore they cannot be saved except by the baptism of water, or by the baptism of blood if they are killed because of Christ, through which they not only are made Christians, but also martyrs, as Augustine says about the innocents.

Thus it is evident that the child who dies in the desert without baptism does not attain salvation.

To the first, therefore, it should be said according to some persons, in the time of natural law the parents motion of faith alone was not sufficient, but some external protestation of faith by some sensible sign was required. And on this view the only difference between what was then required and what is now required for salvation, is that now the sensible sign is determinate, while then it was indeterminate, and was up to the choice of the individual.

The opinion of others is that just the interior motion of faith in reference to the child's salvation sufficed for childrens' salvation. Yet the power of faith has not now been diminished, but the degree of salvation has been increased; for now those who are saved by Christ are immediately introduced into the kingdom of heaven, which before was not the case; hence it is not unfitting if something further is required for this, namely baptism, as is said in John 3:5.

To the second it should be said that Christ enlarged the way of salvation for men in that he opened to them the gates of eternal life, which before were closed by the sin of the first parent.

Whose Idea was Limbo

There is a narrative commonly accepted both by theologians and by popular authors, according to which limbo is a hypothesis first invented by medieval theologians to reconcile the necessity of baptism for infants to attain grace and salvation with God's justice that does not punish people with the pains of hell except for their actual sins.

This narrative, however, seems to have a very strong Western bias and to inaccurately reflect the history. In the West, under the influence of Augustine, up until Abelard it was commonly held that unbaptized infants are punished in hell through with a milder punishment than those who committed actual sin.

But before Augustine (Tertullian being an exception), the view that unbaptized were punished with pain in hell on account of Adam's sin which passed down to them was not the common view. St. Ambrose says that the hereditary sin of Adam "cannot be a terror to me, since in the day of judgment we are not punished for another's sins, but for our own," and that whereas baptism takes away personal sins, the rite of washing the feet [a local custom] takes away hereditary sins.

When the question comes up, the Eastern Fathers do not generally allow that unbaptized infants will be positively punished in hell for original sin:

[Those who are not able to receive baptism], perhaps on account of infancy, or some perfectly involuntary circumstance through which they are prevented from receiving it, even if they wish… will be neither glorified nor punished by the righteous Judge, as unsealed [by baptism] and yet not wicked, but persons who have suffered rather than done wrong. For not every one who is not bad enough to be punished is good enough to be honored; just as not every one who is not good enough to be honored is bad enough to be punished. (St. Gregory Nazianzen, Oration 40)

The innocent babe has no such plague [of ignorance] before its soul’s eyes obscuring its measure of light, and so it continues to exist in that natural life; it does not need the soundness which comes from purgation, because it never admitted the plague into its soul at all… But the soul that has never felt the taste of virtue, while it may indeed remain perfectly free from the sufferings which flow from wickedness having never caught the disease of evil at all, does nevertheless in the first instances partake only so far in that life beyond (which consists, according to our previous definition, in the knowing and being in God) as this nursling can receive (Gregory of Nyssa, On Infants' Early Deaths).

Where do children of Jews or the unbaptized go who die lacking wickedness, five years old, or four years old? To damnation, or to Paradise?

Response: Since God has himself pronounced that the sins the of the fathers do not pass to the sons, and said through the prophets that children shall not perish for the sins of their fathers, it seems to me that they do not go into Gehenna. But it is not fitting to probe the judgments of God with one's hands. (Anastasius of Sinai, Quaestiones, q. 81, PG 90:709c)

What St. Gregory of Nazianzen says is, in fact, exactly what is later expressed by the term "limbo."

(Quaestiones, q. 81, PG 90:709c)

An Argument Against Limbo

Though it's not used in the International Theological Commission's document The Hope of Salvation for Infants Who Die Without Being Baptized, I think the following argument is one of the stronger single arguments against a state of limbo:

Ezekiel and Jeremiah report the Lord's word against what has become a current proverb in Israel, "The fathers have eaten sour grapes, and the children's teeth are set on edge" (Jer 31:29; Ezek 18:2). This saying shall no longer be valid. Particularly in Jeremiah it is clear that the time when "every one shall die for his own sin" pertains to the new covenant which God shall make, when "no longer shall each man teach his neighbor and each his brother, saying, `Know the LORD.' "

This prophecy begins to be fulfilled with the coming of Christ, and is absolutely fulfilled in the eschaton. Therefore, at the end of time, no one will die (be definitively separated from participation in God's life) except on account of their own sin. In God's plan, therefore, original sin is something that is relevant only in this life in time, and does not determine anyone's definitive destination.

This argument does not, of course, attempt to give any account of how salvation in Christ is applied to an infant who dies without baptism, but only argues for the fact of its being offered.

Aquinas, Sin and Fundamental Option

In the previous post I summarized various evidence pertaining to a fundamental option in the sense of an orientation that changes through a series of acts. This post attempts a sketch that does justice to all of the evidence, as far as that is possible.

(1) A person who is strongly committed to the love of God and neighbor, to following the commandments, does not generally turn away from that path by a single choice and act taken in isolation, but by a gradual process of neglecting that love. This process may indeed culminate in a habitual state or act that is gravely contrary to charity, but the voluntariness of that habit or act must be referred to the persistent previous neglect of charity. An act objectively contrary to charity performed by a person strongly committed to the love of charity, if it is not the culmination of previous acts, is probably not fully voluntary. Conversely, if an objectively disordered act truly is fully voluntary, it is probably the culmination of a long process of neglect of relationships to other human beings, to God, to oneself, and only as a culmination of this voluntary process is the evil of the act fully voluntary.

This position harmonizes with the qualification made by Persona Humana: "[The fundamental option] can be completely changed by particular acts, especially when, as often happens, these have been prepared for by previous more superficial acts" (Persona Humana, n. 10).

The flip side: just as an anomalous bad action performed by a virtuous person is probably not fully voluntary, so an occasional repentance of a person set upon vice could be a superficial repentance, that does not really involve full voluntary acceptance of God's love and full willingness to turn from sin.

(2) On the other hand, if a person is not strongly set on any particular goal, it does not seem impossible to frequently, and in a short period of time, change the goal that he does have, including changing from a life directed toward God to a life directed toward himself, by mortal sin, especially inasmuch as supernatural grace and charity, by a which a person is in the highest manner directed toward God, transcend human experience.

This view of moral life has practical consequences. It means, for example, that greater weight should be given to patterns of behavior than to individual acts–not that individual acts are unimportant, but that they are important inasmuch as they express the interior of a person, one's will, which is more surely expressed in the way one lives one's commitments and furthers one's relationships than in individual acts taken in isolation.

Summary of Evidence on Rapidity of Sin or Conversion

In this post and the next I will try to wrap up the considerations of sin, fundamental option, etc., which I have been considering in recent posts.

If we somewhat generalize the theory that mortal sin and conversion consist in the exercise of a single, fundamental option that lies at a deeper level than the freedom of choice involved in individual acts, we are left with the following position: mortal sin (turning away from God) normally occurs over a fairly long period of time, and is expressed in many concrete acts, none of which taken in isolation would constitute mortal sin; the will to perform a gravely disordered act normally has the character of full consent only when it is the summing up of a voluntary pattern of behavior, the term of a series of disordered acts. Similarly according to this view, and leaving aside miraculous conversions, the openness for grace and intention to avoid sin normally comes to be over a longish period of time, is only fully willed when it is the summing up of a series of acceptance of actual graces.

The opposite position would say that mortal sin always consists in the performance of a single act, which taken on its own would constitute a mortal sin. A middle position would say that mortal sin frequently consists in a single willed act,  but also frequently consists in a wickedness of will that is voluntary only in reference to a whole series of willed acts.

Below follows an attempt to sum up the evidence for the two positions:

In support of the possibility of sin or conversion taking place gradually (as experienced psychologically)

1. The existence of mortal sins arising from or consisting in the neglect to form one's conscience. (There is usually not one extra special moment when a person is particularly aware and conscious of neglect.)
2. Aquinas's affirmation that a person receives grace as soon as they are capable of acting morally, and being responsible for their choice of good or evil (this affirmation is implied, in, for example, ST I-II 89:6, which I haven't since the transition from immaturity to responsibility is psycholoigcally a gradual one.)

In support of changes in man's final goal actually being rare or generally occurring over longer periods of time
1. The affirmation that "it is not easy for the person who has grace to commit a mortal sin."
2. The early Church practice where penance was rare, and for grave sins could only be given once.
3. The psychological difficulty or unusualness of rapidly changing one's orientation and commitment, going from being strongly and totally committed to one goal to giving up that goal as the supreme guiding principle of one's life, to taking it up again etc.

In support of the possibility of sin or conversion being located in a single act

1. The Church's teaching on mortal sin, that a single mortal sin committed with full knowledge and consent is sufficient to deprive one of charity.
2. The fact that grace and charity depend on God's gift, and transcend experience, mean that a single act by which one draws toward God or away from him may suffice to gain or lose the habit of charity, even though psychologically one act just on its own cannot normally generate or destroy a habit.

In support of sin and conversion actually being frequently or normally located in a single act

1. The practice of lay Christians and confessors of treating every objectively disordered act that proceeded from an act of choice as a mortal sin depriving the doer of charity.
2. Similarly, the practice of not treating patterns of behavior as involving mortal sin unless they include individual concrete acts that are considered to be mortal sins.
3. The fact that for mortal sin a person need not orient himself toward a totally new end, but only fail to take God as the rule for an end they were seeking all along (e.g., a person formerly seeking honor in subordination to God on one occasion seeks honor without subordinating to God, and in a manner incompatible with a life lived for God).